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About Me.

General Counsel and Chief Compliance Officer (GC / CCO)

Dov Lando, General Counsel and Chief Compliance Officer, Crawford Lake Capital Management

I am an experienced alternative asset manager Senior Executive, General Counsel, and Chief Compliance Officer, with leadership experience ranging from operating as a department-of-one in a firm based in a single office location to managing a substantial team at a global organization, in all cases simultaneously coordinating activities of various outside resources including law firms, compliance consultants, and other service providers.

My experience includes: launch and operation of liquid, illiquid, and hybrid investment vehicles, both registered and unregistered, operating under mandates including long/short equity, discretionary global macro, structured credit, multi-manager, portable alpha, real estate, and private equity; drafting and negotiation of investor side letters, distribution arrangements, and various service contracts; involvement in product development, marketing, and investor relations; implementation of MNPI and insider trading controls; oversight of valuation process; management of employment/HR matters; implementation and monitoring of institutional quality global compliance programs for SEC and NFA registrants also regulated by the UK FSA, addressing the Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Exchange Act of 1934, Securities Act of 1933, Employee Retirement Income Securities Act of 1974 (ERISA), and Commodity Exchange Act); negotiation and documentation of mergers and acquisitions transactions; management of regulatory inquiries and audits; performance of internal investigations; and management of litigation.

I am a frequent speaker regarding alternative asset management legal, regulatory, compliance, and other operational matters, and maintain a robust industry network.

Top Skills

  •  Hedge Funds
  •  Private Equity
  •  Alternative Investments

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